Quality Control Officer

Contract:
Permanent
Category:
Full Time
Job Sector:
Accountancy
Region:
South Wales
Location:
Cardiff
Salary description:
£17000 - £24000/ annum
Posted:
23/09/2019
Start Date:
ASAP
Recruiter:
Anonymous
Job Ref:
760988606

We are currently recruiting for a Quality Control Officer to join our client in Cardiff

£17-£24K DOE plus excellent benefits

Main Duties:

* Conduct compliance spot checks to all groups as well as the department subject to regulation including but not limited to;

* • Maintaining proficient knowledge of applicable compliance statuses, regulations and interpretations.

* • Ensure effective and timely implementation of all changes to compliance policies & procedures.

* • Prepare and maintain detailed reports of audit findings and present any compliance irregularities or exceptions to the Director.

* • Monitor and maintain records of advisor's responses to QC audits and ensure all exceptions are corrected.

* • Perform income and verification checks.

* • Conduct internal audits, including liaison with external auditors.

* • Prepare and compile reports for monthly QC meetings.

* • Work with staff and internal auditors to complete and review risk assessments, make policy change recommendations and ensure risk management issues are addressed.

* • Pro-actively share findings with employees to ensure policies, training and support addresses any shortcomings.

Person Specification:

Minimum of two years experience in a similar role

CeMap Qualification is a bonus but not essential

Demonstrate ability to work under pressure and deliver results

Successfully handling and resolving customer complaints

Understanding of data protection legislation (GDPR)

Company Description

Closing Date:
21/10/2019

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